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RIA / WealthAdvisor17 years in industry

MICHAEL JOHN MONGIN

Advisor at MORAN WEALTH MANAGEMENT, LLC

NAPLES, FL

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Search this name across graphsid dfx:ria:a6b750d3-65f0-8647-ae03-14cb9058fca2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 31, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORAN WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 30, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63|S66
First exam: Jul 30, 2009
First registration: Jul 31, 2009
Dual registered: no
Other names: MIKE MONGIN|MIKE MONGIN
IAPD individual key: 2606607

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORAN WEALTH MANAGEMENT, LLC	Independent wealth	Sep 14, 2022	n/a	yes	NAPLES, FL	Current employment
WELLS FARGO ADVISORS	Wirehouse	Nov 20, 2019	Aug 30, 2022	no	NAPLES, FL	Previous registration
Oneseven	Independent wealth	Apr 5, 2019	Nov 4, 2019	no	Orlando, FL\|BEACHWOOD, OH	Previous registration
GFO ADVISORY SERVICES, LLC	Asset manager	Aug 19, 2015	Dec 31, 2017	no	ORLANDO, FL	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Apr 22, 2015	Jul 20, 2015	no	ORLANDO, FL	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Jul 31, 2009	Apr 12, 2010	no	LATHAM, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	MORAN WEALTH MANAGEMENT, LLC	Aug 30, 2022	Sep 14, 2022	15	Firm change	Wirehouse to RIA
Oneseven	WELLS FARGO ADVISORS	Nov 4, 2019	Nov 20, 2019	16	Firm change	RIA to wirehouse
GFO ADVISORY SERVICES, LLC	Oneseven	Dec 31, 2017	Apr 5, 2019	460	Firm change after gap	Other
SUNTRUST INVESTMENT SERVICES, INC.	GFO ADVISORY SERVICES, LLC	Jul 20, 2015	Aug 19, 2015	30	Firm change	Other
ADVICE AND PLANNING SERVICES	SUNTRUST INVESTMENT SERVICES, INC.	Apr 12, 2010	Apr 22, 2015	1,836	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
11025:319208:FL:2022-08-30	Aug 30, 2022	Sep 14, 2022	NAPLES, FL	Firm change

Relationships

Registered with (6)

→ MORAN WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Sep 14, 2022 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 20, 2019 to Aug 30, 2022factForm ADV
→ ONESEVENRegistered adviserregistration: previous registration
Apr 5, 2019 to Nov 4, 2019factForm ADV
→ GFO ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Aug 19, 2015 to Dec 31, 2017factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Apr 22, 2015 to Jul 20, 2015factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Jul 31, 2009 to Apr 12, 2010factForm ADV

Dated events

Occurred
Aug 30, 2022
Advisor changed firm
Michael John Mongin left Wells Fargo Advisors for Moran Wealth Management, Llc (registered 2022-09-14)
Form ADVobserved 6 days ago