DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael John Mongin

Moran Wealth Management, LLCindependent RIANaples, FlIA-onlyIAPD 2606607

Feed of 09/14/2026

Also filed as Mike Mongin

At current firm

4 y

since Sep 14, 2022

In the industry

17 y

since Jul 30, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Senior Vice Presidentreportedmoranwm.comfirm site, Sep 15, 2026
Designations: CPWA, JDreportedmoranwm.comas printed on the bio page, Sep 16, 2026
Years, as the firm states: 30reportedmoranwm.com“Mike is a Senior Vice President at Moran Wealth Management® with over 30 years of experience in Private Wealth and Investments.”
Professional profile: moranwm.com/member/michael-monginreportedmoranwm.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Moran Wealth Management, LLC independent RIA current
since Sep 14, 2022 · Naples, Fl
Wells Fargo Advisors wirehouse
Nov 20, 2019 to Aug 30, 2022 · Naples, Fl
Oneseven independent RIA
Apr 5, 2019 to Nov 4, 2019 · Orlando, Fl
Gfo Advisory Services, LLC asset manager
Aug 19, 2015 to Dec 31, 2017 · Orlando, Fl
Suntrust Investment Services, Inc. former
Apr 22, 2015 to Jul 20, 2015 · Orlando, Fl
Advice And Planning Services BD affiliated
Jul 31, 2009 to Apr 12, 2010 · Latham, Ny

Moves

a registration end followed by a registration begin elsewhere

Wells Fargo Advisors to Moran Wealth Management, LLC
left Aug 30, 2022, registered Sep 14, 2022 (15 days) · Wirehouse to independent RIA · moved with a team
Oneseven to Wells Fargo Advisors
left Nov 4, 2019, registered Nov 20, 2019 (16 days) · RIA to wirehouse
Gfo Advisory Services, LLC to Oneseven
left Dec 31, 2017, registered Apr 5, 2019 (460 days) · Other
Suntrust Investment Services, Inc. to Gfo Advisory Services, LLC
left Jul 20, 2015, registered Aug 19, 2015 (30 days) · Other
Advice And Planning Services to Suntrust Investment Services, Inc.
left Apr 12, 2010, registered Apr 22, 2015 (1836 days) · Other

Signals

Michael John Mongin left Wells Fargo Advisors for Moran Wealth Management, Llc (registered 2022-09-14)
Aug 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address