DFX Intelligence

M•••••• D•••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

M•••••• D•••• O•••••

Advisor at K••••• A•••••••• I•••

Redding, CA | FT. LAUDERDALE, FL

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Search this name across graphsid dfx:ria:a6c6d177-6572-7158-75f4-e0a2f1a1b695

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 18, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A•••••••• I•••	Bd affiliated wealth	Nov 18, 2008	n/a	yes	Redding, CA\|FT. LAUDERDALE, FL	Current employment
E••••• J••••	National bd RIA	Aug 26, 2004	Nov 7, 2008	no	YREKA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	K••••• A•••••••• I•••	Nov 7, 2008	Nov 18, 2008	11	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	E••••• J••••	Aug 30, 2004	Aug 26, 2004

Relationships

Registered with (3)

→ K••••• A•••••••• I•••Registered adviserregistration: current employment
Nov 18, 2008 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Aug 26, 2004 to Nov 7, 2008factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 18, 1999 to Aug 30, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6c6d177-6572-7158-75f4-e0a2f1a1b695
First observed: Oct 18, 1999
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.