DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R••••••••• F•••••••• L••
CLARKSTON, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R••••••••• F•••••••• L•• | Independent wealth | Jun 20, 2024 | n/a | yes | CLARKSTON, MI | Current employment |
| M••••••• C•••••• M••••••••• L•• | Independent wealth | Apr 9, 2010 | Jun 30, 2022 | no | GRAND BLANC, MI|TROY, MI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••••• C•••••• M••••••••• L•• | R••••••••• F•••••••• L•• | Jun 30, 2022 | Jun 20, 2024 | 721 | Firm change after gap | RIA to RIA |
| C•••••• S••••• • C••• I••• | M••••••• C•••••• M••••••••• L•• | Nov 20, 2008 | Apr 9, 2010 |
| C•••••• S••••• • C••• I••• | National bd RIA | Jan 28, 2008 | Nov 20, 2008 | no | Troy, MI | Previous registration |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Oct 1, 2007 | Jan 15, 2008 | no | SOUTHFIELD, MI | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Oct 1, 2007 | Jan 15, 2008 | no | Birmingham, MI | Previous registration |
| 505 |
| Firm change after gap |
| Other |
| T• A••••••••• I••••••••• M••••••••• L•• | T• A••••••••• I••• | Jan 15, 2008 | Oct 1, 2007 | -106 | Channel change | Other |
| T• A••••••••• I••• | C•••••• S••••• • C••• I••• | Jan 15, 2008 | Jan 28, 2008 | 13 | Firm change | Other |