DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Carmen Brasza
Certified Financial Planner
Feed of 09/17/2026
At current firm
2 y
since Jun 20, 2024
In the industry
28 y
since Jan 30, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Retiremitten Financial LLC independent RIA currentsince Jun 20, 2024 · Clarkston, Mi
- Mainstay Capital Management, LLC independent RIAApr 9, 2010 to Jun 30, 2022 · Grand Blanc, Mi
- Charles Schwab & Co., Inc. national BDJan 28, 2008 to Nov 20, 2008 · Troy, Mi
- Td Ameritrade Investment Management, LLC formerOct 1, 2007 to Jan 15, 2008 · Southfield, Mi
- Td Ameritrade, Inc. formerOct 1, 2007 to Jan 15, 2008 · Birmingham, Mi
Moves
a registration end followed by a registration begin elsewhere
- Mainstay Capital Management, LLC to Retiremitten Financial LLCleft Jun 30, 2022, registered Jun 20, 2024 (721 days) · RIA to RIA
- Charles Schwab & Co., Inc. to Mainstay Capital Management, LLCleft Nov 20, 2008, registered Apr 9, 2010 (505 days) · Other
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Jan 15, 2008, registered Oct 1, 2007 (-106 days) · channel change inside one enterprise, not a move
- Td Ameritrade, Inc. to Charles Schwab & Co., Inc.left Jan 15, 2008, registered Jan 28, 2008 (13 days) · Other
Signals
- Michael Carmen Brasza left Mainstay Capital Management, Llc for Retiremitten Financial Llc (registered 2024-06-20)Jun 30, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address