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Advisor at BROCKENBROUGH
RICHMOND, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Brockenbrough | Mixed wealth | Oct 19, 2020 | n/a | yes | RICHMOND, VA | Current employment |
| BB&T SECURITIES, LLC | Former SEC adviser | Dec 9, 2015 | Oct 5, 2020 | no | RICHMOND, VA | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Jul 15, 2015 | Dec 15, 2015 | no | GLEN ALLEN, VA | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Jul 13, 2015 | Dec 15, 2015 | no | GLEN ALLEN, VA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 22, 2015 | Jul 10, 2015 | no | RICHMOND, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BB&T SECURITIES, LLC | Brockenbrough | Oct 5, 2020 | Oct 19, 2020 | 14 | Firm change | Ibd to RIA |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | BB&T SECURITIES, LLC | Dec 15, 2015 | Dec 9, 2015 | -6 | Firm change | Other |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Dec 15, 2015 | Jul 15, 2015 | -153 | Channel change | Other |
| WELLS FARGO ADVISORS | TD AMERITRADE, INC. | Jul 10, 2015 | Jul 13, 2015 | 3 | Firm change | Other |