RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••••• B••••••••• L•••
- B••••••••• mixed wealth currentsince Oct 19, 2020 · Richmond, Va
- B••• S••••••••• L•• formerDec 9, 2015 to Oct 5, 2020 · Richmond, Va
- T• A••••••••• I••••••••• M••••••••• L•• formerJul 15, 2015 to Dec 15, 2015 · Glen Allen, Va
- T• A••••••••• I••• formerJul 13, 2015 to Dec 15, 2015 · Glen Allen, Va
- W•••• F•••• A••••••• wirehouseJan 22, 2015 to Jul 10, 2015 · Richmond, Va
- B••• S••••••••• L•• to B•••••••••left Oct 5, 2020, registered Oct 19, 2020 (14 days) · Affiliated broker-dealer or bank to independent RIA
- T• A••••••••• I••••••••• M••••••••• L•• to B••• S••••••••• L••left Dec 15, 2015, registered Dec 9, 2015 (-6 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Dec 15, 2015, registered Jul 15, 2015 (-153 days) · channel change inside one enterprise, not a move
- W•••• F•••• A••••••• to T• A••••••••• I•••left Jul 10, 2015, registered Jul 13, 2015 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address