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RIA / WealthAdvisor28 years in industry

DAVID ALLEN DODGEN

Advisor at FISHER INVESTMENTS

PLANO, TX

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Search this name across graphsid dfx:ria:a6e83216-c097-59f7-9a62-ec7544d7cd75

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FISHER INVESTMENTS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 29, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 29, 1998
First registration: Jul 8, 1998
Dual registered: no
Other names: DAVID A DODGEN
IAPD individual key: 2974727

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FISHER INVESTMENTS	Independent wealth	Aug 14, 2018	n/a	yes	PLANO, TX\|PLANO, TX	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Sep 21, 2016	Aug 22, 2018	no	DALLAS, TX\|DALLAS, TX	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Jul 18, 2012	Sep 14, 2016	no	ADDISON, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 28, 2011	Jul 5, 2012	no	PLANO, TX\|SAN DIEGO, CA\|PLANO, TX\|DALLAS, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 8, 1998	Jan 31, 2011	no	MCKINNEY, TX\|MCKINNEY, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	FISHER INVESTMENTS	Aug 22, 2018	Aug 14, 2018	-8	Firm change	Wirehouse to RIA
USAA FINANCIAL PLANNING SERVICES	J.P. MORGAN SECURITIES LLC	Sep 14, 2016	Sep 21, 2016	7	Firm change	Other
LPL FINANCIAL LLC	USAA FINANCIAL PLANNING SERVICES	Jul 5, 2012	Jul 18, 2012	13	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	Jan 31, 2011	Jan 28, 2011	-3	Firm change	Other

Relationships

Registered with (5)

→ FISHER INVESTMENTSRegistered adviserregistration: current employment
Aug 14, 2018 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Sep 21, 2016 to Aug 22, 2018factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Jul 18, 2012 to Sep 14, 2016factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 28, 2011 to Jul 5, 2012factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 8, 1998 to Jan 31, 2011factForm ADV

Dated events

No dated event names this entity yet.