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Advisor at TRANSAMERICA RETIREMENT ADVISORS, LLC
Austin, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT ADVISORS, LLC | Bd affiliated wealth | Aug 10, 2026 | n/a | yes | Austin, TX | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 7, 2025 | Jul 15, 2025 | no | NEW YORK, NY|Waco, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | TRANSAMERICA RETIREMENT ADVISORS, LLC | Jul 15, 2025 | Aug 10, 2026 | 391 | Firm change | Wirehouse to ibd |