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RIA / WealthAdvisorChartered Financial Consultant39 years in industry

Michael Richard Mazzella

Advisor at DYNAMIC

Scottsdale, AZ | PHOENIX, AZ

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Search this name across graphsid dfx:ria:a6fb72f2-4259-7689-6f46-fd45400fb537

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 17, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DYNAMIC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 2, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Feb 2, 1987
First registration: Nov 17, 2011
Dual registered: no
Other names: MIKE MAZZELLA|MICHAEL RICHARD MAZZELLA|Michael Richard Mazzella
IAPD individual key: 1141778

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Dynamic	Independent wealth	Jan 16, 2026	n/a	yes	PHOENIX, AZ\|Scottsdale, AZ	Current employment
MAZZELLA ESTATE & ASSET MANAGEMENT, LLC	n/a	Jun 17, 2019	Aug 3, 2026	no	SCOTTSDALE, AZ	Previous registration
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS	Former SEC adviser	Sep 7, 2016	Jul 24, 2019	no	SCOTTSDALE, AZ	Previous registration
SII INVESTMENTS, INC.	Former SEC adviser	Feb 3, 2012	Aug 23, 2016	no	SCOTTSDALE, AZ	Previous registration
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC	Former SEC adviser	Nov 17, 2011	Jan 20, 2012	no	SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MAZZELLA ESTATE & ASSET MANAGEMENT, LLC	Dynamic	Aug 3, 2026	Jan 16, 2026	-199	Firm change after gap	Other
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS	MAZZELLA ESTATE & ASSET MANAGEMENT, LLC	Jul 24, 2019	Jun 17, 2019	-37	Firm change after gap	Other
SII INVESTMENTS, INC.	HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS	Aug 23, 2016	Sep 7, 2016	15	Firm change	Other
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC	SII INVESTMENTS, INC.	Jan 20, 2012	Feb 3, 2012	14	Firm change	Other

Relationships

Registered with (5)

→ DYNAMICRegistered adviserregistration: current employment
Jan 16, 2026 to presentfactForm ADV
→ MAZZELLA ESTATE & ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 17, 2019 to Aug 3, 2026factForm ADV
→ HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTSRegistered adviserregistration: previous registration
Sep 7, 2016 to Jul 24, 2019factForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
Feb 3, 2012 to Aug 23, 2016factForm ADV
→ HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 17, 2011 to Jan 20, 2012factForm ADV

Dated events

Occurred
Aug 3, 2026
Advisor changed firm
Michael Richard Mazzella left Mazzella Estate & Asset Management, Llc for Dynamic (registered 2026-01-16)
Form ADVobserved 5 days ago