DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Richard Mazzella
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Mike Mazzella
At current firm
0 y
since Jan 16, 2026
In the industry
39 y
since Feb 2, 1987 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Dynamic independent RIA currentsince Jan 16, 2026 · Phoenix, Az
- Mazzella Estate & Asset Management, LLC unclassifiedJun 17, 2019 to Aug 3, 2026 · Scottsdale, Az
- Householder Group Estate & Retirement Specialists formerSep 7, 2016 to Jul 24, 2019 · Scottsdale, Az
- Sii Investments, Inc. formerFeb 3, 2012 to Aug 23, 2016 · Scottsdale, Az
- Householder Group Financial Advisors, LLC formerNov 17, 2011 to Jan 20, 2012 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- Mazzella Estate & Asset Management, LLC to Dynamicleft Aug 3, 2026, registered Jan 16, 2026 (-199 days) · Other
- Householder Group Estate & Retirement Specialists to Mazzella Estate & Asset Management, LLCleft Jul 24, 2019, registered Jun 17, 2019 (-37 days) · Other
- Sii Investments, Inc. to Householder Group Estate & Retirement Specialistsleft Aug 23, 2016, registered Sep 7, 2016 (15 days) · Other
- Householder Group Financial Advisors, LLC to Sii Investments, Inc.left Jan 20, 2012, registered Feb 3, 2012 (14 days) · Other
Signals
- Michael Richard Mazzella left Mazzella Estate & Asset Management, Llc for Dynamic (registered 2026-01-16)Aug 3, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address