This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

VALLEY FINANCIAL MANAGEMENT, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 16, 2009earliest registration or exam on IAPD

Years in industry

17derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

2

Registered states

1

Exams

S65|S63

First exam

Jun 16, 2009

First registration

Nov 7, 2016

Dual registered

yes, broker-dealer

Other names

DAVID M MARKS|David Marks

IAPD individual key

5576897

• Occurred

  Aug 22, 2024
  Advisor changed firm

  David M Marks left Osaic Institutions, Inc. for Valley Wealth Managers, Inc. (registered 2024-09-05)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a70318d7-e458-8ee9-a42b-aacba6034e03

First observed

Nov 7, 2016

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.