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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

MICHAEL DAVID BARTH

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

Durango, CO | Bethesda, MD

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Search this name across graphsid dfx:ria:a719d447-e740-fdf9-1e34-949ff6ec2991

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 6, 1994 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 2, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Jul 2, 1987
First registration: Jun 6, 1994
Dual registered: yes, broker-dealer
IAPD individual key: 1687675

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Aug 28, 2025	n/a	yes	Durango, CO\|Bethesda, MD	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 29, 2020	Aug 27, 2025	no	PUEBLO, CO\|Boulder, CO\|Durango, CO\|Durango, CO	Previous registration
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Jul 20, 2018	Oct 23, 2020	no	Durango, CO	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 13, 2008	Jul 31, 2018	no	ALEXANDRIA, VA\|ALEXANDRIA, VA\|ALEXANDRIA, VA\|WASHINGTON, DC\|Durango, CO\|DURANGO, CO	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 6, 1994	Nov 15, 2008	no	ALEXANDRIA, VA\|ALEXANDRIA, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	RAYMOND JAMES & ASSOCIATES, INC.	Aug 27, 2025	Aug 28, 2025	1	Firm change	Ibd to ibd
ROBERT W. BAIRD & CO. INCORPORATED	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 23, 2020	Oct 29, 2020	6	Firm change	RIA to ibd
UBS FINANCIAL SERVICES INC.	ROBERT W. BAIRD & CO. INCORPORATED	Jul 31, 2018	Jul 20, 2018	-11	Firm change	Wirehouse to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Nov 15, 2008	Nov 13, 2008	-2	Firm change	Wirehouse to wirehouse

Relationships

Registered with (5)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Aug 28, 2025 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 29, 2020 to Aug 27, 2025factForm ADV
→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: previous registration
Jul 20, 2018 to Oct 23, 2020factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Nov 13, 2008 to Jul 31, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 6, 1994 to Nov 15, 2008factForm ADV

Dated events

Occurred
Aug 27, 2025
Advisor changed firm
Michael David Barth left Ameriprise Financial Services, Llc for Raymond James & Associates, Inc. (registered 2025-08-28)
Form ADVobserved 5 days ago