DFX Intelligence

D•••••• S•••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

D•••••• S•••• K•••••

Advisor at C••••• I••••••••• A••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:a73c0cf9-6df8-cfb3-1490-915ac4bef15c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 17, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 17, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Mar 21, 2024	n/a	yes	Oak Brook, IL\|Chicago, IL\|ORLAND PARK, IL\|LOCKPORT, IL\|LOCKPORT, IL	Current employment
O••• W••••• M••••••••• G••••	Former SEC adviser	Apr 29, 2016	May 28, 2019	no	Orland Park, IL\|Lockport, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••• W••••• M••••••••• G••••	C••••• I••••••••• A••••••• L••	May 28, 2019	Mar 21, 2024	1,759	Firm change after gap	RIA to ibd
F•• S••••••••• C•••••••••	O••• W••••• M••••••••• G••••	May 2, 2016	Apr 29, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
7461:176525:IL:2016-05-02	May 2, 2016	Apr 29, 2016	ORLAND PARK, IL	Firm change

Relationships

Registered with (3)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Mar 21, 2024 to presentfactForm ADV
→ O••• W••••• M••••••••• G••••Registered adviserregistration: previous registration
Apr 29, 2016 to May 28, 2019factForm ADV
→ F•• S••••••••• C•••••••••Registered adviserregistration: previous registration
May 17, 2013 to May 2, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a73c0cf9-6df8-cfb3-1490-915ac4bef15c
First observed: May 17, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.