DFX Intelligence

J•••• R••••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

J•••• R••••• C•••••••••

Advisor at V••••• F•••••••• M••••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:a740727e-0d18-f92c-03f4-204297b551cc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 8, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••• F•••••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 22, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••• F•••••••• M••••••••• I•••	Bd affiliated wealth	Jul 9, 2026	n/a	yes	West Palm Beach, FL\|NEW YORK, NY\|West Palm Beach, FL	Current employment
V••••• W••••• M•••••••• I•••	Independent wealth	Aug 9, 2023	n/a	yes	West Palm Beach, FL\|PARAMUS, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	V••••• W••••• M•••••••• I•••	Apr 10, 2023	Aug 9, 2023	121	Firm change	Ibd to RIA
P•• W••••• M•••••••••	P•••• S••••••••• L••	Dec 6, 2018	Jul 10, 2019

Relationships

Registered with (5)

→ V••••• F•••••••• M••••••••• I•••Registered adviserregistration: current employment
Jul 9, 2026 to presentfactForm ADV
→ V••••• W••••• M•••••••• I•••Registered adviserregistration: current employment
Aug 9, 2023 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Jul 10, 2019 to Apr 10, 2023factForm ADV
→ P•• W••••• M•••••••••

Dated events

Occurred
Apr 10, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a740727e-0d18-f92c-03f4-204297b551cc
First observed: Aug 8, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.