DFX Intelligence
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Reading the graph
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Advisor at A•••• W••••• P•••••••
NORTHVILLE, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••• W••••• P••••••• | State registered | Jan 2, 2025 | n/a | yes | NORTHVILLE, MI | Current employment |
| E•••••••• W••••• M••••••••• L•• | Former SEC adviser | Nov 4, 2016 | Feb 27, 2019 | no | BRIGHTON, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E•••••••• W••••• M••••••••• L•• | A•••• W••••• P••••••• | Feb 27, 2019 | Jan 2, 2025 | 2,136 | Firm change after gap | RIA to state RIA |
| L•• F•••••••• L•• | E•••••••• W••••• M••••••••• L•• | Nov 28, 2016 | Nov 4, 2016 |
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 5, 2011 | Nov 28, 2016 | no | PLYMOUTH, MI|CANTON, MI|NOVI, MI|NORTHVILLE, MI|CANTON, MI|NORTHVILLE, MI|NOVI, MI|CANTON, MI|LIVONIA, MI | Previous registration |
| U•••• F•••••••• S••••••• G••••• I••• | n/a | Oct 29, 2010 | Jul 5, 2011 | no | PLYMOUTH, MI|CHARLOTTE, NC | Previous registration |
| -24 |
| Firm change |
| Other |
| U•••• F•••••••• S••••••• G••••• I••• | L•• F•••••••• L•• | Jul 5, 2011 | Jul 5, 2011 | 0 | Bulk transfer | Other |