RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• R•••••• O•••••
- A•••• W••••• P••••••• state registered currentsince Jan 2, 2025 · Northville, Mi
- E•••••••• W••••• M••••••••• L•• formerNov 4, 2016 to Feb 27, 2019 · Brighton, Mi
- L•• F•••••••• L•• BD affiliatedJul 5, 2011 to Nov 28, 2016 · Plymouth, Mi
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedOct 29, 2010 to Jul 5, 2011 · Plymouth, Mi
- E•••••••• W••••• M••••••••• L•• to A•••• W••••• P•••••••left Feb 27, 2019, registered Jan 2, 2025 (2136 days) · RIA to a state-registered adviser
- L•• F•••••••• L•• to E•••••••• W••••• M••••••••• L••left Nov 28, 2016, registered Nov 4, 2016 (-24 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Jul 5, 2011, registered Jul 5, 2011 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address