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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Aaron Michael Horner

Advisor at LPL FINANCIAL LLC

LAS VEGAS, NV | SAN DIEGO, CA | Las Vegas, NV

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Search this name across graphsid dfx:ria:a7466255-0e1d-dd5f-8f4e-0ff174ad20f3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 24, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 27, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S66
First exam: May 27, 2014
First registration: Jun 24, 2014
Dual registered: yes, broker-dealer
Other names: Aaron Michael Horner|Aaron Horner
IAPD individual key: 6359028

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 1, 2025	n/a	yes	Las Vegas, NV\|SAN DIEGO, CA\|LAS VEGAS, NV	Current employment
OSAIC FS, INC.	Former SEC adviser	May 18, 2022	May 16, 2024	no	LAS VEGAS, NV	Previous registration
ARISTA WEALTH MANAGEMENT, LLC	Independent wealth	Jan 30, 2017	Mar 1, 2017	no	LAS VEGAS, NV	Previous registration
PSI CAPITAL MANAGEMENT	Independent wealth	Jun 24, 2014	Oct 21, 2016	no	LANCASTER, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC FS, INC.	LPL FINANCIAL LLC	May 16, 2024	Jan 1, 2025	230	Bulk transfer	Ibd to ibd
ARISTA WEALTH MANAGEMENT, LLC	OSAIC FS, INC.	Mar 1, 2017	May 18, 2022	1,904	Firm change after gap	Other
PSI CAPITAL MANAGEMENT	ARISTA WEALTH MANAGEMENT, LLC	Oct 21, 2016	Jan 30, 2017	101	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
May 18, 2022 to May 16, 2024factForm ADV
→ ARISTA WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 30, 2017 to Mar 1, 2017factForm ADV
→ PSI CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Jun 24, 2014 to Oct 21, 2016factForm ADV

Dated events

No dated event names this entity yet.