RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• M•••••• H•••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 1, 2025 · Las Vegas, Nv
- O•••• F•• I••• formerMay 18, 2022 to May 16, 2024 · Las Vegas, Nv
- A••••• W••••• M••••••••• L•• independent RIAJan 30, 2017 to Mar 1, 2017 · Las Vegas, Nv
- P•• C•••••• M••••••••• independent RIAJun 24, 2014 to Oct 21, 2016 · Lancaster, Pa
- O•••• F•• I••• to L•• F•••••••• L••left May 16, 2024, registered Jan 1, 2025 (230 days) · corporate re-registration, not a move
- A••••• W••••• M••••••••• L•• to O•••• F•• I•••left Mar 1, 2017, registered May 18, 2022 (1904 days) · Other
- P•• C•••••• M••••••••• to A••••• W••••• M••••••••• L••left Oct 21, 2016, registered Jan 30, 2017 (101 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address