DFX Intelligence

K•••• L•• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

K•••• L•• G•••••

Advisor at K•• I••••••••• S••••••• L••

Essex Junction, VT | BROOKLYN, OH

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Search this name across graphsid dfx:ria:a749d068-1149-572b-8024-46ab0de27d06

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 10, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•• I••••••••• S••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 27, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•• I••••••••• S••••••• L••	Bd affiliated wealth	Oct 9, 2017	n/a	yes	BROOKLYN, OH\|Essex Junction, VT	Current employment
C••••••• S••••••••• I•••	Bd affiliated wealth	Sep 4, 2008	Oct 9, 2017	no	WILLISTON, VT\|COLCHESTER, VT\|ESSEX JUNCTION, VT\|BERLIN, VT\|MONTPELIER, VT\|BURLINGTON, VT\|CASTLETON, VT\|POULTNEY, VT\|WEST PAWLET, VT\|ALBANY, NY\|ALBANY, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• S••••••••• I•••	K•• I••••••••• S••••••• L••	Oct 9, 2017	Oct 9, 2017	0	Firm change	Other
A••••••••• F•••••••• S•••••••• L••	C••••••• S••••••••• I•••	Sep 3, 2008	Sep 4, 2008

Relationships

Registered with (3)

→ K•• I••••••••• S••••••• L••Registered adviserregistration: current employment
Oct 9, 2017 to presentfactForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
Sep 4, 2008 to Oct 9, 2017factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 10, 2001 to Sep 3, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a749d068-1149-572b-8024-46ab0de27d06
First observed: Oct 10, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.