DFX Intelligence
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Reading the graph
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Advisor at C••••••• P•••••••• A••••••• L••
Wellington, FL | SALT LAKE CITY, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••• P•••••••• A••••••• L•• | Bank affiliated wealth | Jul 9, 2026 | n/a | yes | SALT LAKE CITY, UT|Wellington, FL | Current employment |
| C••••••• G••••• L•• | Other adviser | Apr 4, 2023 | Aug 22, 2025 | no | Wellington, FL|SALT LAKE CITY, UT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••• G••••• L•• | C••••••• P•••••••• A••••••• L•• | Aug 22, 2025 | Jul 9, 2026 | 321 | Firm change | Other |
| S•• W••••• | C••••••• G••••• L•• | Apr 5, 2023 | Apr 4, 2023 |
| S•• W••••• | Independent wealth | Jun 26, 2019 | Apr 5, 2023 | no | PALM BEACH GARDENS, FL|BOSTON, MA | Previous registration |
| C••••• S••••• S••••••••• •••• L•• | Former SEC adviser | Jan 22, 2007 | Jul 21, 2014 | no | CHICAGO, IL|CHICAGO, IL|CHICAGO, IL | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Feb 19, 2002 | Jan 9, 2007 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA | Previous registration |
| Firm change |
| Other |
| C••••• S••••• S••••••••• •••• L•• | S•• W••••• | Jul 21, 2014 | Jun 26, 2019 | 1,801 | Firm change after gap | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | C••••• S••••• S••••••••• •••• L•• | Jan 9, 2007 | Jan 22, 2007 | 13 | Firm change | Other |