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Advisor at CPS INVESTMENT ADVISORS
LAKELAND, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CPS INVESTMENT ADVISORS | Independent wealth | Jul 20, 2022 | n/a | yes | LAKELAND, FL | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Sep 11, 2018 | Jul 14, 2020 | no | SUITE 100, FL|WINTER HAVEN, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 31, 2016 | Sep 28, 2018 | no | WINTER HAVEN, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | CPS INVESTMENT ADVISORS | Jul 14, 2020 | Jul 20, 2022 | 736 | Firm change after gap | Ibd to RIA |
| WELLS FARGO ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Sep 28, 2018 | Sep 11, 2018 | -17 | Firm change | Wirehouse to ibd |