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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

THRYVE WEALTH MANAGEMENT

THRYVE WEALTH MANAGEMENT LLC, CRD 335920

SANTA BARBARA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a782e4e2-05b9-250f-06f1-ea386c349d81

Data as of Apr 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: May 27, 2025 to Apr 15, 2026
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $304MItem 5.F on the latest filing (2026-04-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $292M
Private client RAUM: $290MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $76.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 4
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 445
Individual clients: 26
High net worth clients: 58
SEC number: 801-132749
CRD: 335920
Filings on the tape: 7
First filed: May 27, 2025
Latest filed: Apr 15, 2026
Organised: Limited Liability Company, TX
Website: thryvewealthmanagement.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	In industry	Prior firms	Dual registered
GARY KEITH DORFMAN	n/a	SANTA BARBARA, CA	40	7	no
RANDOL WILSON CURTIS	Chartered Financial Analyst	JACKSON, WY \| SANTA BARBARA, CA	31	1	no
Eric P Callahan	Certified Financial Planner	SANTA BARBARA, CA	15	3	no
John Desmond Bell	n/a	SANTA BARBARA, CA	10	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CURTIS, RANDOL, WILSON	CHIEF INVESTMENT OFFICER	Na	yes	08/2025	Apr 15, 2026	Apr 15, 2026
DORFMAN, GARY, KEITH	CHIEF EXECUTIVE OFFICER	E	yes	09/2025	Apr 15, 2026	Apr 15, 2026
Saragosa, Nicole, Patricia	CHIEF COMPLIANCE OFFICER	Na	yes	10/2025	Apr 15, 2026	Apr 15, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 1 of 3

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 15, 2026	$304M	$292M	9	4	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
4	0	4	0.0%	0	0	0	4	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$304M	n/a	n/a	n/a	n/a	9	n/a	2	n/a

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
STRIVE ASSET MANAGEMENT	2	Oct 10, 2025	Oct 17, 2025	DALLAS, TX	Team lift out	Other	100.0%

Relationships

Controls (3)

← DORFMAN, GARY, KEITHOwnerCHIEF EXECUTIVE OFFICER, ownership code E, individual
Apr 15, 2026 to presentfactForm ADV
← Saragosa, Nicole, PatriciaOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 15, 2026 to presentfactForm ADV
← CURTIS, RANDOL, WILSONOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Apr 15, 2026 to presentfactForm ADV

Registered with (4)

← John Desmond BellAdvisorregistration: current employment
Oct 17, 2025 to presentfactForm ADV
← GARY KEITH DORFMANAdvisorregistration: current employment
Oct 16, 2025 to presentfactForm ADV
← RANDOL WILSON CURTISAdvisorregistration: current employment
Oct 16, 2025 to presentfactForm ADV
← Eric P CallahanAdvisorregistration: current employment
Oct 16, 2025 to presentfactForm ADV

Dated events

Occurred
Mar 23, 2026
Regulatory AUM changed
Thryve Wealth Management reported RAUM $304.0M, up 70% from $179.1M (2026-01-07 to 2026-03-23)
Form ADVobserved 6 days ago
$125M
Occurred
Oct 10, 2025
Team lift-out
2 advisors left Strive Asset Management (Dallas, TX) for Thryve Wealth Management on the same day
Form ADVobserved 4 days ago
2 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a782e4e2-05b9-250f-06f1-ea386c349d81
First observed: May 27, 2025
Last observed: Apr 15, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THRYVE WEALTH MANAGEMENT

THRYVE WEALTH MANAGEMENT LLC, CRD 335920

SANTA BARBARA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a782e4e2-05b9-250f-06f1-ea386c349d81

Data as of Apr 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:48 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GARY KEITH DORFMAN

n/a

SANTA BARBARA, CA

RANDOL WILSON CURTIS

Chartered Financial Analyst

JACKSON, WY | SANTA BARBARA, CA

Eric P Callahan

Certified Financial Planner

SANTA BARBARA, CA

John Desmond Bell

n/a

SANTA BARBARA, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CURTIS, RANDOL, WILSON

CHIEF INVESTMENT OFFICER

yes

08/2025

Apr 15, 2026

DORFMAN, GARY, KEITH

CHIEF EXECUTIVE OFFICER

yes

09/2025

Apr 15, 2026

Saragosa, Nicole, Patricia

CHIEF COMPLIANCE OFFICER

yes

10/2025

Apr 15, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 15, 2026

$304M

$292M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$304M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

STRIVE ASSET MANAGEMENT

Oct 10, 2025

Oct 17, 2025

DALLAS, TX

Team lift out

Other

100.0%