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RIA / WealthAdvisor40 years in industry

GARY KEITH DORFMAN

Advisor at THRYVE WEALTH MANAGEMENT

SANTA BARBARA, CA

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Search this name across graphsid dfx:ria:58067f4f-9f6c-5d95-c7f6-d05626dcc813

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Jun 10, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THRYVE WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 15, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jul 15, 1986
First registration: Jun 10, 2005
Dual registered: no
IAPD individual key: 1418742

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THRYVE WEALTH MANAGEMENT	Independent wealth	Oct 16, 2025	n/a	yes	SANTA BARBARA, CA\|SANTA BARBARA, CA	Current employment
STRIVE ASSET MANAGEMENT	Asset manager	Dec 13, 2024	Oct 10, 2025	no	DALLAS, TX\|Santa Barbara, CA	Previous registration
ONE CAPITAL MANAGEMENT, LLC	Independent wealth	Jan 14, 2020	Nov 5, 2024	no	WESTLAKE VILLAGE, CA	Previous registration
BEACON POINTE ADVISORS, LLC	Independent wealth	Oct 31, 2013	Jan 14, 2020	no	NEWPORT BEACH, CA\|SANTA BARBARA, CA	Previous registration
BEACON POINTE WEALTH ADVISORS, LLC	Former SEC adviser	Oct 2, 2013	Jan 14, 2020	no	SANTA BARBARA, CA\|NEWPORT BEACH, CA	Previous registration
PACIFIC POINTE ADVISORS LLC	Former SEC adviser	Aug 20, 2009	Dec 31, 2013	no	SANTA BARBARA, CA	Previous registration
MANCHESTER CAPITAL MANAGEMENT LLC	Independent wealth	Sep 22, 2008	Sep 23, 2009	no	MANCHESTER, VT	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jun 10, 2005	Aug 8, 2005	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRIVE ASSET MANAGEMENT	THRYVE WEALTH MANAGEMENT	Oct 10, 2025	Oct 16, 2025	6	Firm change	Other
ONE CAPITAL MANAGEMENT, LLC	STRIVE ASSET MANAGEMENT	Nov 5, 2024	Dec 13, 2024	38	Firm change	Other
BEACON POINTE ADVISORS, LLC	ONE CAPITAL MANAGEMENT, LLC	Jan 14, 2020	Jan 14, 2020	0	Firm change	RIA to RIA
BEACON POINTE WEALTH ADVISORS, LLC	BEACON POINTE ADVISORS, LLC	Jan 14, 2020	Oct 31, 2013	-2,266	Firm change after gap	Other
PACIFIC POINTE ADVISORS LLC	BEACON POINTE WEALTH ADVISORS, LLC	Dec 31, 2013	Oct 2, 2013	-90	Firm change after gap	Other
MANCHESTER CAPITAL MANAGEMENT LLC	PACIFIC POINTE ADVISORS LLC	Sep 23, 2009	Aug 20, 2009	-34	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	MANCHESTER CAPITAL MANAGEMENT LLC	Aug 8, 2005	Sep 22, 2008	1,141	Firm change after gap	Other

Relationships

Registered with (8)

→ THRYVE WEALTH MANAGEMENTRegistered adviserregistration: current employment
Oct 16, 2025 to presentfactForm ADV
→ STRIVE ASSET MANAGEMENTRegistered adviserregistration: previous registration
Dec 13, 2024 to Oct 10, 2025factForm ADV
→ ONE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 14, 2020 to Nov 5, 2024factForm ADV
→ BEACON POINTE ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 31, 2013 to Jan 14, 2020factForm ADV
→ BEACON POINTE WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 2, 2013 to Jan 14, 2020factForm ADV
→ PACIFIC POINTE ADVISORS LLCRegistered adviserregistration: previous registration
Aug 20, 2009 to Dec 31, 2013factForm ADV
→ MANCHESTER CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Sep 22, 2008 to Sep 23, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jun 10, 2005 to Aug 8, 2005factForm ADV

Dated events

Occurred
Oct 10, 2025
Advisor changed firm
Gary Keith Dorfman left Strive Asset Management for Thryve Wealth Management (registered 2025-10-16)
Form ADVobserved 6 days ago
Occurred
Nov 5, 2024
Advisor changed firm
Gary Keith Dorfman left One Capital Management, Llc for Strive Asset Management (registered 2024-12-13)
Form ADVobserved 6 days ago