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A•••••• B••••••• J•: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor45 years in industry

A•••••• B••••••• J•

Advisor at W•••••••

HARLEYSVILLE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a788d834-2621-e977-c0c9-bd65d26417c2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 30, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 12, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••••	Independent wealth	Sep 7, 2017	n/a	yes	HARLEYSVILLE, PA	Current employment
P••••••• W••••• P•••••••	Former SEC adviser	Aug 5, 2016	Nov 13, 2017	no	Skippack, PA\|TAMPA, FL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• W••••• P•••••••	W•••••••	Nov 13, 2017	Sep 7, 2017	-67	Firm change after gap	Other
M••••• S••••••	P••••••• W••••• P•••••••	Jun 30, 2016

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
145507:288705:FL:2017-11-13	Nov 13, 2017	Sep 7, 2017	TAMPA, FL	Firm change after gap
149777:145507:PA:2016-06-30	Jun 30, 2016	Aug 5, 2016	BLUE BELL, PA	Firm change

Relationships

Registered with (5)

→ W•••••••Registered adviserregistration: current employment
Sep 7, 2017 to presentfactForm ADV
→ P••••••• W••••• P•••••••Registered adviserregistration: previous registration
Aug 5, 2016 to Nov 13, 2017factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Jun 30, 2016factForm ADV
→ M••••• S•••••• • C•• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a788d834-2621-e977-c0c9-bd65d26417c2
First observed: Oct 30, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.