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Advisor at CAVU WEALTH MANAGEMENT
LAKESIDE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAVU WEALTH MANAGEMENT | Independent wealth | Jan 4, 2019 | n/a | yes | LAKESIDE, CA | Current employment |
| CAPITAL FINANCIAL CONSULTANTS GROUP, INC. | Former SEC adviser | Mar 23, 2005 | Feb 28, 2020 | no | SAN DIEGO, CA|SAN JUAN CAPISTRANO, CA|San Diego, CA | Previous registration |
| QA3 FINANCIAL LLC | n/a | Aug 14, 2003 | Feb 11, 2011 | no | POWAY, CA|OMAHA, NE | Previous registration |
| HORNOR, TOWNSEND & KENT, LLC | Independent wealth | Jun 25, 2001 | Aug 12, 2003 | no | SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL FINANCIAL CONSULTANTS GROUP, INC. | CAVU WEALTH MANAGEMENT | Feb 28, 2020 | Jan 4, 2019 | -420 | Firm change after gap | RIA to RIA |
| QA3 FINANCIAL LLC | CAPITAL FINANCIAL CONSULTANTS GROUP, INC. | Feb 11, 2011 | Mar 23, 2005 | -2,151 | Firm change after gap | Other |
| HORNOR, TOWNSEND & KENT, LLC | QA3 FINANCIAL LLC | Aug 12, 2003 | Aug 14, 2003 | 2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 133657:299089:CA:2020-02-28 | Feb 28, 2020 | Jan 4, 2019 | SAN DIEGO, CA | Firm change after gap |