DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CAVU WEALTH MANAGEMENT

CAVU WEALTH MANAGEMENT INC., CRD 299089

LAKESIDE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:550d1298-c7d4-c6b7-c7e3-e189441c2e44

Data as of Aug 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 2
On other graphs: 0
Observed: Feb 21, 2024 to Aug 5, 2026
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $209MItem 5.F on the latest filing (2026-08-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $202M
Private client RAUM: $199MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $29.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 7
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 903
Individual clients: 289
High net worth clients: 58
SEC number: 801-129732
CRD: 299089
Filings on the tape: 15
First filed: Feb 21, 2024
Latest filed: Aug 5, 2026
Organised: Corporation, CA
Website: cavuwealthmanagement.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHERYL LYNN SEIFERT	Certified Financial Planner	LAKESIDE, CA \| KULA, HI	7	34	6	no
MICHAEL SHAWN WYNNS	Chartered Financial Consultant	LAKESIDE, CA	7	27	3	yes
PHILLIP AL JONES	Certified Financial Planner	LAKESIDE, CA	7	21	2	yes
CHARLES BENJAMIN DENHERDER	n/a	LAKESIDE, CA	7	25	3	no
Cory William DenHerder	Certified Financial Planner	LAKESIDE, CA	7	10	1	no
Scott Christopher Clements	n/a	LAKESIDE, CA	6	18	2	no
JELVEH PEDRAZA	n/a	New Braunfels, TX \| LAKESIDE, CA	6	17	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GOMES, DANIEL, OWEN	CHIEF FINANCIAL OFFICER	C	yes	09/2018	Feb 21, 2024	Nov 11, 2024
JONES, PHILLIP, AL	CHIEF COMPLIANCE OFFICER	C	yes	09/2018	Feb 21, 2024	Nov 11, 2024
WYNNS, MICHAEL, SHAWN	CHIEF EXECUTIVE OFFICER	C	yes	09/2018	Feb 21, 2024	Nov 11, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAVU INSURANCE SERVICES, INC.	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Hayden	Id	United States	3	no
SAN DIEGO	CA	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 3

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 9, 2026	$209M	$202M	7	7	4	n/a	n/a
2024	Apr 7, 2025	$175M	$170M	8	7	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$209M	$175M	19.3%	n/a	n/a	7	8	4	3

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CAPITAL FINANCIAL CONSULTANTS GROUP, INC.	3	Feb 28, 2020	Jan 4, 2019	SAN DIEGO, CA	Team lift out	RIA to RIA	37.5%

Relationships

Registered with (8)

← JELVEH PEDRAZAAdvisorregistration: current employment
Apr 28, 2020 to presentfactForm ADV
← Scott Christopher ClementsAdvisorregistration: current employment
Feb 6, 2020 to presentfactForm ADV
← CHERYL LYNN SEIFERTAdvisorregistration: current employment
Jan 4, 2019 to presentfactForm ADV
← MICHAEL SHAWN WYNNSAdvisorregistration: current employment
Jan 4, 2019 to presentfactForm ADV
← PHILLIP AL JONESAdvisorregistration: current employment
Jan 4, 2019 to presentfactForm ADV
← CHARLES BENJAMIN DENHERDERAdvisorregistration: current employment
Jan 4, 2019 to presentfactForm ADV
← Cory William DenHerderAdvisorregistration: current employment
Jan 4, 2019 to presentfactForm ADV
← JEFFERY JOHN CRANDALLAdvisorregistration: previous registration
Jun 22, 2021 to Oct 2, 2024factForm ADV

Controls (3)

← WYNNS, MICHAEL, SHAWNOwnerCHIEF EXECUTIVE OFFICER, ownership code C, individual
Feb 21, 2024 to Nov 11, 2024factForm ADV
← JONES, PHILLIP, ALOwnerCHIEF COMPLIANCE OFFICER, ownership code C, individual
Feb 21, 2024 to Nov 11, 2024factForm ADV
← GOMES, DANIEL, OWENOwnerCHIEF FINANCIAL OFFICER, ownership code C, individual
Feb 21, 2024 to Nov 11, 2024factForm ADV

Moved with (1)

← CAPITAL FINANCIAL CONSULTANTS GROUP, INC.Registered adviser3 advisors, team lift out, same day
Feb 28, 2020 to Jan 4, 2019factForm ADV

Dated events

Occurred
Oct 2, 2024
Advisor changed firm
Jeffery John Crandall left Cavu Wealth Management for Elegacy Financial, Llc (registered 2022-01-24)
Form ADVobserved 4 days ago
Occurred
Feb 21, 2024
First Form ADV filing
Cavu Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:550d1298-c7d4-c6b7-c7e3-e189441c2e44
First observed: Feb 21, 2024
Last observed: Aug 5, 2026 45 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAVU WEALTH MANAGEMENT

CAVU WEALTH MANAGEMENT INC., CRD 299089

LAKESIDE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:550d1298-c7d4-c6b7-c7e3-e189441c2e44

Data as of Aug 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:34 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHERYL LYNN SEIFERT

Certified Financial Planner

LAKESIDE, CA | KULA, HI

MICHAEL SHAWN WYNNS

Chartered Financial Consultant

LAKESIDE, CA

yes

PHILLIP AL JONES

Certified Financial Planner

LAKESIDE, CA

yes

CHARLES BENJAMIN DENHERDER

n/a

LAKESIDE, CA

Cory William DenHerder

Certified Financial Planner

LAKESIDE, CA

Scott Christopher Clements

n/a

LAKESIDE, CA

JELVEH PEDRAZA

n/a

New Braunfels, TX | LAKESIDE, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GOMES, DANIEL, OWEN

CHIEF FINANCIAL OFFICER

yes

09/2018

Feb 21, 2024

Nov 11, 2024

JONES, PHILLIP, AL

CHIEF COMPLIANCE OFFICER

yes

09/2018

Feb 21, 2024

Nov 11, 2024

WYNNS, MICHAEL, SHAWN

CHIEF EXECUTIVE OFFICER

yes

09/2018

Feb 21, 2024

Nov 11, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAVU INSURANCE SERVICES, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Hayden

United States

SAN DIEGO

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 9, 2026

$209M

$202M

n/a

2024

Apr 7, 2025

$175M

$170M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$209M

$175M

19.3%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CAPITAL FINANCIAL CONSULTANTS GROUP, INC.

Feb 28, 2020

Jan 4, 2019

SAN DIEGO, CA

Team lift out

RIA to RIA

37.5%