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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)40 years in industry

Gary W Lavallee

Advisor at SILVER OAK SECURITIES, INC.

East Longmeadow, MA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 1
On other graphs: 0
Observed: Oct 15, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SILVER OAK SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 31, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 12
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S65|S63
First exam: Jul 31, 1986
First registration: Oct 15, 1995
Dual registered: yes, broker-dealer
Other names: GARY WAYNE LAVALLEE
IAPD individual key: 1493834

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SILVER OAK SECURITIES, INC.	Bd affiliated wealth	Apr 1, 2022	n/a	yes	East Longmeadow, MA\|East Longmeadow, MA	Current employment
KOVACK ADVISORS, INC.	Bd affiliated wealth	Jan 4, 2017	Mar 22, 2022	no	East Longmeadow, MA\|FT. LAUDERDALE, FL	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Jun 19, 2015	Jan 3, 2017	no	EAST LONGMEADOW, MA\|EAST LONGMEADOW, MA\|SOUTH WINDSOR, CT	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	May 28, 2015	Jun 24, 2015	no	FARMINGTON, CT\|EAST LONGMEADOW, MA	Previous registration
MJP WEALTH ADVISORS	Independent wealth	Mar 2, 2015	Jun 22, 2015	no	EAST LONG MEADOW, MA\|FARMINGTON, CT\|EAST LONG MEADOW, MA	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jan 22, 2013	Jan 8, 2015	no	WALTHAM, MA\|EAST LONGMEADOW, MA	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Feb 8, 2012	Apr 26, 2012	no	SOUTH WINDSOR, CT\|EAST LONGMEADOW, MA	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Feb 22, 2011	Nov 14, 2011	no	SOUTH WINDSOR, CT\|JUPITER, FL\|EAST LONGMEADOW, MA	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Nov 17, 2008	Mar 11, 2009	no	PALM BEACH GARDENS, FL\|BOCA RATON, FL	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Apr 25, 2007	Nov 12, 2008	no	JUPITER, FL\|BOCA RATON, FL\|JUPITER, FL	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Apr 22, 2004	Apr 24, 2007	no	JUPITER, FL	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 9, 2004	Apr 2, 2004	no	BOCA RATON, FL	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Oct 15, 1995	Mar 3, 2004	no	EAST LONGMEADOW, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KOVACK ADVISORS, INC.	SILVER OAK SECURITIES, INC.	Mar 22, 2022	Apr 1, 2022	10	Firm change	Ibd to ibd
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	KOVACK ADVISORS, INC.	Jan 3, 2017	Jan 4, 2017	1	Firm change	Other
OSAIC WEALTH, INC.	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Jun 24, 2015	Jun 19, 2015	-5	Firm change	Other
MJP WEALTH ADVISORS	OSAIC WEALTH, INC.	Jun 22, 2015	May 28, 2015	-25	Firm change	Other
COMMONWEALTH FINANCIAL NETWORK	MJP WEALTH ADVISORS	Jan 8, 2015	Mar 2, 2015	53	Firm change	Other
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	COMMONWEALTH FINANCIAL NETWORK	Apr 26, 2012	Jan 22, 2013	271	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Mar 11, 2009	Feb 22, 2011	713	Firm change after gap	Other
EQUITABLE ADVISORS, LLC	NEW ENGLAND SECURITIES CORPORATION	Nov 12, 2008	Nov 17, 2008	5	Firm change	Other
COMMONWEALTH FINANCIAL NETWORK	EQUITABLE ADVISORS, LLC	Apr 24, 2007	Apr 25, 2007	1	Firm change	Ibd to ibd
MML INVESTORS SERVICES, LLC	COMMONWEALTH FINANCIAL NETWORK	Apr 2, 2004	Apr 22, 2004	20	Firm change	Other
COMMONWEALTH FINANCIAL NETWORK	MML INVESTORS SERVICES, LLC	Mar 3, 2004	Mar 9, 2004	6	Firm change	Other

Relationships

Registered with (9)

→ SILVER OAK SECURITIES, INC.Registered adviserregistration: current employment
Apr 1, 2022 to presentfactForm ADV
→ KOVACK ADVISORS, INC.Registered adviserregistration: previous registration
Jan 4, 2017 to Mar 22, 2022factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Jun 19, 2015 to Jan 3, 2017factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
May 28, 2015 to Jun 24, 2015factForm ADV
→ MJP WEALTH ADVISORSRegistered adviserregistration: previous registration
Mar 2, 2015 to Jun 22, 2015factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Jan 22, 2013 to Jan 8, 2015factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Nov 17, 2008 to Mar 11, 2009factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 25, 2007 to Nov 12, 2008factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 9, 2004 to Apr 2, 2004factForm ADV

Dated events

Occurred
Mar 22, 2022
Advisor changed firm
Gary W Lavallee left Kovack Advisors, Inc. for Silver Oak Securities, Inc. (registered 2022-04-01)
Form ADVobserved 6 days ago