RIA Intelligence

• Silver Oak Securities, Inc. BD affiliated current
  since Apr 1, 2022 · East Longmeadow, Ma
• Kovack Advisors, Inc. BD affiliated
  Jan 4, 2017 to Mar 22, 2022 · East Longmeadow, Ma
• National Planning Corporation ("Npc Of America" In Fl & Ny) former
  Jun 19, 2015 to Jan 3, 2017 · East Longmeadow, Ma
• Osaic Wealth, Inc. BD affiliated
  May 28, 2015 to Jun 24, 2015 · Farmington, Ct
• Mjp Wealth Advisors independent RIA
  Mar 2, 2015 to Jun 22, 2015 · East Long Meadow, Ma
• Commonwealth Financial Network national BD
  Jan 22, 2013 to Jan 8, 2015 · Waltham, Ma
• National Planning Corporation ("Npc Of America" In Fl & Ny) former
  Feb 8, 2012 to Apr 26, 2012 · South Windsor, Ct
• National Planning Corporation ("Npc Of America" In Fl & Ny) former
  Feb 22, 2011 to Nov 14, 2011 · South Windsor, Ct
• New England Securities Corporation former
  Nov 17, 2008 to Mar 11, 2009 · Palm Beach Gardens, Fl
• Equitable Advisors, LLC national BD
  Apr 25, 2007 to Nov 12, 2008 · Jupiter, Fl
• Commonwealth Financial Network national BD
  Apr 22, 2004 to Apr 24, 2007 · Jupiter, Fl
• MML Investors Services, LLC BD affiliated
  Mar 9, 2004 to Apr 2, 2004 · Boca Raton, Fl
• Commonwealth Financial Network national BD
  Oct 15, 1995 to Mar 3, 2004 · East Longmeadow, Ma

• Kovack Advisors, Inc. to Silver Oak Securities, Inc.
  left Mar 22, 2022, registered Apr 1, 2022 (10 days) · Affiliated broker-dealer or bank to another
• National Planning Corporation ("Npc Of America" In Fl & Ny) to Kovack Advisors, Inc.
  left Jan 3, 2017, registered Jan 4, 2017 (1 days) · Other
• Osaic Wealth, Inc. to National Planning Corporation ("Npc Of America" In Fl & Ny)
  left Jun 24, 2015, registered Jun 19, 2015 (-5 days) · Other
• Mjp Wealth Advisors to Osaic Wealth, Inc.
  left Jun 22, 2015, registered May 28, 2015 (-25 days) · Other
• Commonwealth Financial Network to Mjp Wealth Advisors
  left Jan 8, 2015, registered Mar 2, 2015 (53 days) · Other
• National Planning Corporation ("Npc Of America" In Fl & Ny) to Commonwealth Financial Network
  left Apr 26, 2012, registered Jan 22, 2013 (271 days) · Other
• New England Securities Corporation to National Planning Corporation ("Npc Of America" In Fl & Ny)
  left Mar 11, 2009, registered Feb 22, 2011 (713 days) · Other
• Equitable Advisors, LLC to New England Securities Corporation
  left Nov 12, 2008, registered Nov 17, 2008 (5 days) · Other
• Commonwealth Financial Network to Equitable Advisors, LLC
  left Apr 24, 2007, registered Apr 25, 2007 (1 days) · Affiliated broker-dealer or bank to another
• MML Investors Services, LLC to Commonwealth Financial Network
  left Apr 2, 2004, registered Apr 22, 2004 (20 days) · Other
• Commonwealth Financial Network to MML Investors Services, LLC
  left Mar 3, 2004, registered Mar 9, 2004 (6 days) · Other

• Gary W Lavallee left Kovack Advisors, Inc. for Silver Oak Securities, Inc. (registered 2022-04-01)
  Mar 22, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

40derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address