DFX Intelligence

K•••••• J••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

K•••••• J••••• B•••

Advisor at N••••••••• I••••••••• A•••••••• L••

COLUMBUS, OH

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Search this name across graphsid dfx:ria:a7a3b6bb-1738-70ae-e3c3-24d9956403f0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 9, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• I••••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• I••••••••• A•••••••• L••	Bd affiliated wealth	Dec 22, 2023	n/a	yes	COLUMBUS, OH	Current employment
P•••••••• S••••••••• I•••	Bd affiliated wealth	Jun 13, 2022	Nov 2, 2022	no	DES MOINES, IA\|COLONIE, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• S••••••••• I•••	N••••••••• I••••••••• A•••••••• L••	Nov 2, 2022	Dec 22, 2023	415	Firm change after gap	Ibd to ibd
P••••••••• S••••• S••••••••• L••	P•••••••• S••••••••• I•••	Nov 24, 2020	Jun 13, 2022

Relationships

Registered with (4)

→ N••••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Dec 22, 2023 to presentfactForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 13, 2022 to Nov 2, 2022factForm ADV
→ P••••••••• S••••• S••••••••• L••Registered adviserregistration: previous registration
Sep 28, 2020 to Nov 24, 2020factForm ADV
→ T••••••••• R••••••••• A•••••••• L••

Dated events

Occurred
Nov 2, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a7a3b6bb-1738-70ae-e3c3-24d9956403f0
First observed: Feb 9, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.