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Advisor at PRASAD WEALTH PARTNERS
INDEPENDENCE, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRASAD WEALTH PARTNERS | Independent wealth | Sep 5, 2024 | n/a | yes | INDEPENDENCE, OH | Current employment |
| REGAL INVESTMENT ADVISORS LLC | Bd affiliated wealth | Jun 4, 2020 | Sep 30, 2024 | no | Independence, OH|KENTWOOD, MI | Previous registration |
| ARBOR POINT ADVISORS | Former SEC adviser | Jun 10, 2016 | May 12, 2020 | no | Independence, OH | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Jul 18, 2014 | Jun 9, 2016 | no | CLEVELAND, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| REGAL INVESTMENT ADVISORS LLC | PRASAD WEALTH PARTNERS | Sep 30, 2024 | Sep 5, 2024 | -25 | Firm change | Ibd to new firm |
| ARBOR POINT ADVISORS | REGAL INVESTMENT ADVISORS LLC | May 12, 2020 | Jun 4, 2020 | 23 | Firm change | Ibd to ibd |
| FIFTH THIRD SECURITIES, INC. | ARBOR POINT ADVISORS | Jun 9, 2016 | Jun 10, 2016 | 1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 125004:332507:MI:2024-09-30 | Sep 30, 2024 | Sep 5, 2024 | KENTWOOD, MI | Firm change |
| 165127:125004:OH:2020-05-12 | May 12, 2020 | Jun 4, 2020 | INDEPENDENCE, OH | Firm change |