DFX Intelligence

K•••• U• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant19 years in industry

K•••• U• H•••••••

Advisor at P••••••••• C•••••• A•••••••

WESTLAKE, OH | Alachua, FL

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Search this name across graphsid dfx:ria:a7c7035a-4890-4cea-08a7-48f20e78d623

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 1, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• C•••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 12, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• C•••••• A•••••••	Independent wealth	Sep 27, 2021	n/a	yes	Alachua, FL\|WESTLAKE, OH	Current employment
C••••• A•••••• N••••••• L••	Former SEC adviser	Nov 16, 2016	Sep 30, 2021	no	GAINESVILLE, FL\|BRADENTON, FL\|NEWBERRY, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	P••••••••• C•••••• A•••••••	Sep 30, 2021	Sep 27, 2021	-3	Firm change	Ibd to RIA
G••••••• W••••• M•••••••••	C••••• A•••••• N••••••• L••	Nov 14, 2016	Nov 16, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
152665:127701:MN:2015-02-24	Apr 14, 2015	Apr 17, 2015	ARDEN HILLS, MN	Firm change

Relationships

Registered with (5)

→ P••••••••• C•••••• A•••••••Registered adviserregistration: current employment
Sep 27, 2021 to presentfactForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Nov 16, 2016 to Sep 30, 2021factForm ADV
→ G••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Apr 17, 2015 to Nov 14, 2016factForm ADV
→ G••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a7c7035a-4890-4cea-08a7-48f20e78d623
First observed: Mar 1, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.