DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T• P•••••• C••••• W••••• L••
White Plains, NY | Ossining, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T• P•••••• C••••• W••••• L•• | Bd affiliated wealth | Feb 12, 2026 | n/a | yes | Ossining, NY|White Plains, NY | Current employment |
| J••• M••••• S••••••••• L•• | Wirehouse | Sep 13, 2024 | Apr 10, 2025 | no | Acton, MA|Ashland, MA|Worcester , MA|Milford, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | T• P•••••• C••••• W••••• L•• | Apr 10, 2025 | Feb 12, 2026 | 308 | Firm change | Wirehouse to ibd |
| C••••••• S••••••••• I••• | J••• M••••• S••••••••• L•• | Jul 11, 2024 | Sep 13, 2024 |
| C••••••• S••••••••• I••• | Bd affiliated wealth | Feb 1, 2024 | Jul 11, 2024 | no | WESTWOOD, MA | Previous registration |
| P••••• G••••• A•••••••• L•• | Independent wealth | Oct 11, 2023 | Dec 18, 2023 | no | CORAL GABLES, FL | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Oct 14, 2021 | Mar 28, 2022 | no | MIAMI, FL|NEW YORK, NY | Previous registration |
| 64 |
| Firm change |
| Ibd to wirehouse |
| P••••• G••••• A•••••••• L•• | C••••••• S••••••••• I••• | Dec 18, 2023 | Feb 1, 2024 | 45 | Firm change | RIA to ibd |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | P••••• G••••• A•••••••• L•• | Mar 28, 2022 | Oct 11, 2023 | 562 | Firm change after gap | Wirehouse to RIA |