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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
ST. PETERSBURG, FL | North Wildwood, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | May 26, 2022 | n/a | yes | North Wildwood, NJ|ST. PETERSBURG, FL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Nov 16, 2015 | Mar 14, 2022 | no | morristown, NJ|ST. LOUIS, MO|MORRISTOWN, NJ | Previous registration |
| MORGAN STANLEY | Wirehouse | Apr 14, 2011 | Oct 29, 2015 | no | Morristown, NJ|New York, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 13, 2009 | Aug 17, 2009 | no | PENNINGTON, NJ|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Mar 14, 2022 | May 26, 2022 | 73 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Oct 29, 2015 | Nov 16, 2015 | 18 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Aug 17, 2009 | Apr 14, 2011 | 605 | Firm change after gap | Wirehouse to wirehouse |