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Registered advisor
M•••••• A••••• K••••
Feed of 09/14/2026
Also filed as M•••••• K••••
At current firm
4 y
since May 26, 2022
In the industry
19 y
since Feb 13, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince May 26, 2022 · North Wildwood, Nj
- W•••• F•••• A••••••• wirehouseNov 16, 2015 to Mar 14, 2022 · Morristown, Nj
- M••••• S•••••• wirehouseApr 14, 2011 to Oct 29, 2015 · Morristown, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 13, 2009 to Aug 17, 2009 · Pennington, Nj
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Mar 14, 2022, registered May 26, 2022 (73 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to W•••• F•••• A•••••••left Oct 29, 2015, registered Nov 16, 2015 (18 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Aug 17, 2009, registered Apr 14, 2011 (605 days) · Wirehouse to wirehouse
Signals
- M•••••• A••••• K•••• left W•••• F•••• A••••••• for R•••••• J•••• • A••••••••• I••• (registered 2022-05-26)Mar 14, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address