DFX Intelligence
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Reading the graph
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Advisor at D••••• S••••• L••
Orlando, FL | WINTER PARK, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D••••• S••••• L•• | State registered | Dec 12, 2017 | n/a | yes | WINTER PARK, FL|Orlando, FL | Current employment |
| W••••••• S••••••••• A••••••• | Former SEC adviser | Jan 8, 2010 | Mar 19, 2018 | no | ALTAMONTE SPRINGS, FL|OKLAHOMA CITY, OK|ALTAMONTE SPRINGS, FL|Winter Park, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••••• S••••••••• A••••••• | D••••• S••••• L•• | Mar 19, 2018 | Dec 12, 2017 | -97 | Firm change after gap | Other |
| T••••• • A••••••••• I••• | B••••••••• I••••••••• A••••••• S••••••• | Dec 31, 2009 | Apr 3, 2008 |
| B••••••••• I••••••••• A••••••• S••••••• | Former SEC adviser | Apr 3, 2008 | Dec 8, 2009 | no | ALTAMONTE SPRINGS, FL|ORLANDO, FL | Previous registration |
| T••••• • A••••••••• I••• | n/a | Sep 27, 2000 | Dec 31, 2009 | no | n/a | Previous registration |
| -637 |
| Firm change after gap |
| Other |
| B••••••••• I••••••••• A••••••• S••••••• | W••••••• S••••••••• A••••••• | Dec 8, 2009 | Jan 8, 2010 | 31 | Firm change | Other |