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K•••• J••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)37 years in industry

K•••• J••• S•••

Advisor at L•• F•••••••• L••

GENEVA, IL | WAUSAU, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a822c83b-1286-5738-ce2b-d3bfd19c0745

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Aug 20, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 17, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 8, 2024	n/a	yes	WAUSAU, WI\|GENEVA, IL	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Sep 1, 2023	Jan 18, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• S••••• A•••••••• L••	O•••• W•••••• I•••	Apr 30, 2024	Sep 1, 2023	-242	Firm change after gap	RIA to ibd
O•••• W•••••• I•••	L•• F•••••••• L••	Jan 18, 2024

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
113212:23131:IL:2024-04-30	Apr 30, 2024	Sep 1, 2023	GENEVA, IL	Firm change after gap
23131:6413:WI:2024-01-11	Jan 18, 2024	Jan 8, 2024	WAUSAU, WI	Firm change
133763:113212:WI:2023-09-01	Sep 1, 2023	Jul 22, 2022	WAUSAU, WI	Firm change after gap

Relationships

Registered with (7)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 8, 2024 to presentfactForm ADV
→ T•••• S••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 22, 2022 to Apr 30, 2024factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Sep 1, 2023 to Jan 18, 2024factForm ADV
→ S•••••••• F••••••••• I•••

Dated events

Occurred
Apr 30, 2024
Advisor changed firm
K•••• J••• S••• left T•••• S••••• A•••••••• L•• for O•••• W•••••• I••• (registered 2023-09-01)
Form ADVobserved 7 days ago
Occurred
Jan 18, 2024
Advisor changed firm
K•••• J••• S••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2024-01-08)
Form ADVobserved 7 days ago
Occurred
Sep 1, 2023
Advisor changed firm
K•••• J••• S••• left S•••••••• F••••••••• I••• for T•••• S••••• A•••••••• L•• (registered 2022-07-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a822c83b-1286-5738-ce2b-d3bfd19c0745
First observed: Aug 20, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.