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B•••• W• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant22 years in industry

B•••• W• R•••••

Advisor at F••••• W••••• P••••••• P•••••••

LOUISVILLE, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a828b53c-07ac-cea7-7a90-477f1d4ccb49

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 27, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• W••••• P••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 26, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• W••••• P••••••• P•••••••	I•••••••••_WEALTH	Jan 3, 2023	n/a	yes	LOUISVILLE, KY	Current employment
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	Feb 11, 2016	Apr 3, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• P•••••••	F••••• W••••• P••••••• P•••••••	Apr 3, 2023	Jan 3, 2023	-90	Firm change after gap	Ibd to new firm
L•• F•••••••• L••	M•• A•••••••	Feb 10, 2016

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
125112:323656:KY:2023-03-31	Apr 3, 2023	Jan 3, 2023	LOUISVILLE, KY	Firm change after gap
6413:166411:KY:2016-02-03	Feb 10, 2016	May 7, 2014	LOUISVILLE, KY	Firm change after gap

Relationships

Registered with (6)

→ F••••• W••••• P••••••• P•••••••Registered adviserregistration: current employment
Jan 3, 2023 to presentfactForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Feb 11, 2016 to Apr 3, 2023factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 29, 2013 to Feb 10, 2016factForm ADV
→ M•• A•••••••

Dated events

Occurred
Apr 3, 2023
Advisor changed firm
B•••• W• R••••• left I••••••••• F•••••••• P••••••• for F••••• W••••• P••••••• P••••••• (registered 2023-01-03)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a828b53c-07ac-cea7-7a90-477f1d4ccb49
First observed: May 27, 2004
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.