RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• W• R•••••
- F••••• W••••• P••••••• P••••••• i••••••••• wealth currentsince Jan 3, 2023 · Louisville, Ky
- I••••••••• F•••••••• P••••••• BD affiliatedFeb 11, 2016 to Apr 3, 2023 · Louisville, Ky
- M•• A••••••• formerMay 7, 2014 to Jan 25, 2016 · Louisville, Ky
- L•• F•••••••• L•• BD affiliatedMay 29, 2013 to Feb 10, 2016 · Louisville, Ky
- F•••• T•••• S••••••••• I••• BD affiliatedFeb 26, 2007 to May 24, 2013 · Louisville, Ky
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 27, 2004 to Oct 3, 2005 · Louisville, Ky
- I••••••••• F•••••••• P••••••• to F••••• W••••• P••••••• P•••••••left Apr 3, 2023, registered Jan 3, 2023 (-90 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- L•• F•••••••• L•• to M•• A•••••••left Feb 10, 2016, registered May 7, 2014 (-644 days) · Other · moved with a team
- M•• A••••••• to I••••••••• F•••••••• P•••••••left Jan 25, 2016, registered Feb 11, 2016 (17 days) · Other
- F•••• T•••• S••••••••• I••• to L•• F•••••••• L••left May 24, 2013, registered May 29, 2013 (5 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••• T•••• S••••••••• I•••left Oct 3, 2005, registered Feb 26, 2007 (511 days) · Other
- B•••• W• R••••• left I••••••••• F•••••••• P••••••• for F••••• W••••• P••••••• P••••••• (registered 2023-01-03)Apr 3, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address