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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)17 years in industry

Renee Danielle Pepia

Advisor at THE PRIVATE CLIENT ADVISORY GROUP, LLC

MANASQUAN, NJ

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Search this name across graphsid dfx:ria:a83041cd-bf32-9cd1-43c1-e34977b4de27

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 19, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE PRIVATE CLIENT ADVISORY GROUP, LLC
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 8, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jun 8, 2009
First registration: May 19, 2011
Dual registered: yes, broker-dealer
Other names: RENEE DANIELLE LEOTTA
IAPD individual key: 5489410

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE PRIVATE CLIENT ADVISORY GROUP, LLC	Former SEC adviser	Jun 10, 2021	n/a	yes	MANASQUAN, NJ	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 14, 2018	Jul 9, 2019	no	MANASQUAN, NJ	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	May 25, 2017	Feb 14, 2018	no	RED BANK, NJ	Previous registration
VANDERBILT ADVISORY SERVICES	Bd affiliated wealth	Jan 8, 2015	Jun 22, 2015	no	NEW YORK, NY\|WOODBURY, NY	Previous registration
MORGAN STANLEY	Wirehouse	May 19, 2011	Nov 25, 2014	no	New York, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	THE PRIVATE CLIENT ADVISORY GROUP, LLC	Jul 9, 2019	Jun 10, 2021	702	Firm change after gap	RIA to RIA
INVEST FINANCIAL CORPORATION	LPL FINANCIAL LLC	Feb 14, 2018	Feb 14, 2018	0	Bulk transfer	Other
VANDERBILT ADVISORY SERVICES	INVEST FINANCIAL CORPORATION	Jun 22, 2015	May 25, 2017	703	Firm change after gap	Other
MORGAN STANLEY	VANDERBILT ADVISORY SERVICES	Nov 25, 2014	Jan 8, 2015	44	Firm change	Other

Relationships

Registered with (5)

→ THE PRIVATE CLIENT ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Jun 10, 2021 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 14, 2018 to Jul 9, 2019factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
May 25, 2017 to Feb 14, 2018factForm ADV
→ VANDERBILT ADVISORY SERVICESRegistered adviserregistration: previous registration
Jan 8, 2015 to Jun 22, 2015factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
May 19, 2011 to Nov 25, 2014factForm ADV

Dated events

No dated event names this entity yet.