DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Renee Danielle Pepia
Certified Financial Planner
Feed of 09/14/2026
Also filed as Renee Danielle Leotta
At current firm
5 y
since Jun 10, 2021
In the industry
17 y
since Jun 8, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- The Private Client Advisory Group, LLC former currentsince Jun 10, 2021 · Manasquan, Nj
- LPL Financial LLC BD affiliatedFeb 14, 2018 to Jul 9, 2019 · Manasquan, Nj
- Invest Financial Corporation formerMay 25, 2017 to Feb 14, 2018 · Red Bank, Nj
- Vanderbilt Advisory Services BD affiliatedJan 8, 2015 to Jun 22, 2015 · New York, Ny
- Morgan Stanley wirehouseMay 19, 2011 to Nov 25, 2014 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to The Private Client Advisory Group, LLCleft Jul 9, 2019, registered Jun 10, 2021 (702 days) · RIA to RIA
- Invest Financial Corporation to LPL Financial LLCleft Feb 14, 2018, registered Feb 14, 2018 (0 days) · corporate re-registration, not a move
- Vanderbilt Advisory Services to Invest Financial Corporationleft Jun 22, 2015, registered May 25, 2017 (703 days) · Other
- Morgan Stanley to Vanderbilt Advisory Servicesleft Nov 25, 2014, registered Jan 8, 2015 (44 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address