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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

John Cecchino

Advisor at THRIVENT INVESTMENT MANAGEMENT INC.

Boston, MA | MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:a831d42c-eeb1-1299-e1de-875c0cd66f61

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 24, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THRIVENT INVESTMENT MANAGEMENT INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 2, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S65|S66
First exam: Jul 2, 2009
First registration: Nov 24, 2009
Dual registered: yes, broker-dealer
Other names: JOHN DANIEL CECCHINO|John Daniel Cecchino|John Daniel Cecchino|John D Cecchino
IAPD individual key: 4629042

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Apr 11, 2023	n/a	yes	MINNEAPOLIS, MN\|Boston, MA	Current employment
WBI INVESTMENTS, LLC	Independent wealth	May 28, 2019	Apr 27, 2020	no	RED BANK, NJ	Previous registration
NORTHERN TRUST INVESTMENTS, INCORPORATED	Asset manager	Jun 2, 2016	Sep 27, 2018	no	HOBOKEN, NJ\|CHICAGO, IL	Previous registration
THORNBURG INVESTMENT MANAGEMENT INC	Asset manager	Jan 14, 2014	Jan 7, 2015	no	HOBOKEN, NJ\|SANTA FE, NM	Previous registration
UBS ASSET MANAGEMENT (US) INC.	n/a	Nov 24, 2009	Dec 31, 2009	no	CORAL GABLES, FL\|NEW YORK, NY\|MIAMI, FL\|AVENTURA, FL\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WBI INVESTMENTS, LLC	THRIVENT INVESTMENT MANAGEMENT INC.	Apr 27, 2020	Apr 11, 2023	1,079	Firm change after gap	RIA to ibd
NORTHERN TRUST INVESTMENTS, INCORPORATED	WBI INVESTMENTS, LLC	Sep 27, 2018	May 28, 2019	243	Firm change	Other
THORNBURG INVESTMENT MANAGEMENT INC	NORTHERN TRUST INVESTMENTS, INCORPORATED	Jan 7, 2015	Jun 2, 2016	512	Firm change after gap	Other
UBS ASSET MANAGEMENT (US) INC.	THORNBURG INVESTMENT MANAGEMENT INC	Dec 31, 2009	Jan 14, 2014	1,475	Firm change after gap	Other

Relationships

Registered with (5)

→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: current employment
Apr 11, 2023 to presentfactForm ADV
→ WBI INVESTMENTS, LLCRegistered adviserregistration: previous registration
May 28, 2019 to Apr 27, 2020factForm ADV
→ NORTHERN TRUST INVESTMENTS, INCORPORATEDRegistered adviserregistration: previous registration
Jun 2, 2016 to Sep 27, 2018factForm ADV
→ THORNBURG INVESTMENT MANAGEMENT INCRegistered adviserregistration: previous registration
Jan 14, 2014 to Jan 7, 2015factForm ADV
→ UBS ASSET MANAGEMENT (US) INC.Registered adviserregistration: previous registration
Nov 24, 2009 to Dec 31, 2009factForm ADV

Dated events

No dated event names this entity yet.