DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Cecchino
Feed of 09/15/2026
Also filed as John Daniel Cecchino
At current firm
3 y
since Apr 11, 2023
In the industry
17 y
since Jul 2, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Thrivent Investment Management Inc. BD affiliated currentsince Apr 11, 2023 · Minneapolis, Mn
- Wbi Investments, LLC independent RIAMay 28, 2019 to Apr 27, 2020 · Red Bank, Nj
- Northern Trust Investments, Incorporated asset managerJun 2, 2016 to Sep 27, 2018 · Hoboken, Nj
- Thornburg Investment Management Inc asset managerJan 14, 2014 to Jan 7, 2015 · Hoboken, Nj
- UBS Asset Management (US) Inc. unclassifiedNov 24, 2009 to Dec 31, 2009 · Coral Gables, Fl
Moves
a registration end followed by a registration begin elsewhere
- Wbi Investments, LLC to Thrivent Investment Management Inc.left Apr 27, 2020, registered Apr 11, 2023 (1079 days) · RIA to affiliated broker-dealer or bank
- Northern Trust Investments, Incorporated to Wbi Investments, LLCleft Sep 27, 2018, registered May 28, 2019 (243 days) · Other
- Thornburg Investment Management Inc to Northern Trust Investments, Incorporatedleft Jan 7, 2015, registered Jun 2, 2016 (512 days) · Other
- UBS Asset Management (US) Inc. to Thornburg Investment Management Incleft Dec 31, 2009, registered Jan 14, 2014 (1475 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address