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RIA / WealthAdvisorCertified Financial Planner25 years in industry

JAMES MATTHEW WEEKS

Advisor at ALLEGIANCE FINANCIAL PLANNING

EAGLE, ID

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Search this name across graphsid dfx:ria:a8338e73-e73c-0a8b-f6f7-28a66bfd06ab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Dec 10, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLEGIANCE FINANCIAL PLANNING
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 31, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Jul 31, 2001
First registration: Dec 10, 2003
Dual registered: no
IAPD individual key: 4417014

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLEGIANCE FINANCIAL PLANNING	State registered	Jun 9, 2025	n/a	yes	EAGLE, ID	Current employment
ERNST & YOUNG INVESTMENT ADVISERS LLP	No RAUM reported	Sep 23, 2022	Feb 29, 2024	no	Star, ID\|SECAUCUS, NJ	Previous registration
ALLEGIANCE FINANCIAL PLANNING	n/a	Jun 30, 2022	May 31, 2023	no	STAR, ID	Previous registration
PERSONAL CAPITAL ADVISORS CORPORATION	Former SEC adviser	Jul 7, 2015	Sep 14, 2015	no	DENVER, CO	Previous registration
LOTUSGROUP ADVISORS	Independent wealth	Jan 11, 2012	Mar 1, 2012	no	DENVER, CO	Previous registration
WEEKS FINANCIAL PLANNING, LLC	n/a	Dec 3, 2010	Aug 31, 2012	no	LITTLETON, CO	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Nov 28, 2007	Jul 29, 2010	no	BROOMFIELD, CO	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Oct 20, 2006	Dec 5, 2006	no	WESTMINSTER, CO	Previous registration
TIAA-CREF TRUST COMPANY, FSB	n/a	Sep 23, 2004	Oct 2, 2006	no	ST. LOUIS, MO	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Dec 10, 2003	Aug 23, 2004	no	LONE TREE, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ERNST & YOUNG INVESTMENT ADVISERS LLP	ALLEGIANCE FINANCIAL PLANNING	Feb 29, 2024	Jun 9, 2025	466	Firm change after gap	Other
ALLEGIANCE FINANCIAL PLANNING	ERNST & YOUNG INVESTMENT ADVISERS LLP	May 31, 2023	Sep 23, 2022	-250	Firm change after gap	Other
PERSONAL CAPITAL ADVISORS CORPORATION	ALLEGIANCE FINANCIAL PLANNING	Sep 14, 2015	Jun 30, 2022	2,481	Firm change after gap	Other
WEEKS FINANCIAL PLANNING, LLC	LOTUSGROUP ADVISORS	Aug 31, 2012	Jan 11, 2012	-233	Firm change after gap	Other
LOTUSGROUP ADVISORS	PERSONAL CAPITAL ADVISORS CORPORATION	Mar 1, 2012	Jul 7, 2015	1,223	Firm change after gap	Other
STRATEGIC ADVISERS LLC	WEEKS FINANCIAL PLANNING, LLC	Jul 29, 2010	Dec 3, 2010	127	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	STRATEGIC ADVISERS LLC	Dec 5, 2006	Nov 28, 2007	358	Firm change	Other
TIAA-CREF TRUST COMPANY, FSB	CHASE INVESTMENT SERVICES CORP.	Oct 2, 2006	Oct 20, 2006	18	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	TIAA-CREF TRUST COMPANY, FSB	Aug 23, 2004	Sep 23, 2004	31	Firm change	Other

Relationships

Registered with (10)

→ ALLEGIANCE FINANCIAL PLANNINGRegistered adviserregistration: current employment
Jun 9, 2025 to presentfactForm ADV
→ ERNST & YOUNG INVESTMENT ADVISERS LLPRegistered adviserregistration: previous registration
Sep 23, 2022 to Feb 29, 2024factForm ADV
→ ALLEGIANCE FINANCIAL PLANNINGRegistered adviserregistration: previous registration
Jun 30, 2022 to May 31, 2023factForm ADV
→ PERSONAL CAPITAL ADVISORS CORPORATIONRegistered adviserregistration: previous registration
Jul 7, 2015 to Sep 14, 2015factForm ADV
→ WEEKS FINANCIAL PLANNING, LLCRegistered adviserregistration: previous registration
Dec 3, 2010 to Aug 31, 2012factForm ADV
→ LOTUSGROUP ADVISORSRegistered adviserregistration: previous registration
Jan 11, 2012 to Mar 1, 2012factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Nov 28, 2007 to Jul 29, 2010factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Oct 20, 2006 to Dec 5, 2006factForm ADV
→ TIAA-CREF TRUST COMPANY, FSBRegistered adviserregistration: previous registration
Sep 23, 2004 to Oct 2, 2006factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Dec 10, 2003 to Aug 23, 2004factForm ADV

Dated events

Occurred
Feb 29, 2024
Advisor changed firm
James Matthew Weeks left Ernst & Young Investment Advisers Llp for Allegiance Financial Planning (registered 2025-06-09)
Form ADVobserved 6 days ago
Occurred
May 31, 2023
Advisor changed firm
James Matthew Weeks left Allegiance Financial Planning for Ernst & Young Investment Advisers Llp (registered 2022-09-23)
Form ADVobserved 6 days ago