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Advisor at COMMONWEALTH FINANCIAL SERVICES
Wheeling, WV | VIENNA, WV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL SERVICES | Independent wealth | May 9, 2024 | n/a | yes | VIENNA, WV|Wheeling, WV | Current employment |
| SECURITY CAPITAL MANAGEMENT | Independent wealth | Jun 9, 2021 | Jul 24, 2024 | no | WHEELING, WV|WHEELING, WV | Previous registration |
| UNITED BROKERAGE SERVICES INC | Bd affiliated wealth | Mar 8, 2016 | Jul 7, 2021 | no | WHEELING, WV|WOODSTOCK, VA|WINCHESTER, VA|MARTINSBURG, WV|WINCHESTER, VA|FRONT ROYAL, VA|WINCHESTER, VA|WHEELING, WV|WINCHESTER, VA|Wheeling, WV|Weirton, WV|MOUNDSVILLE, WV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITY CAPITAL MANAGEMENT | COMMONWEALTH FINANCIAL SERVICES | Jul 24, 2024 | May 9, 2024 | -76 | Firm change after gap | RIA to RIA |
| UNITED BROKERAGE SERVICES INC | SECURITY CAPITAL MANAGEMENT | Jul 7, 2021 | Jun 9, 2021 | -28 | Firm change | Ibd to RIA |