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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

RALPH JOHN FETROW

Advisor at PROSPERA FINANCIAL SERVICES, INC.

Harrisburg, PA

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Search this name across graphsid dfx:ria:a8585ff3-edcc-ec80-c422-1d479032b345

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Dec 20, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROSPERA FINANCIAL SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 17, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Mar 17, 1999
First registration: Dec 20, 2006
Dual registered: yes, broker-dealer
Other names: RALPH FETROW
IAPD individual key: 3192637

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROSPERA FINANCIAL SERVICES, INC.	Bd affiliated wealth	Jan 31, 2023	n/a	yes	Harrisburg, PA	Current employment
INSIGHT ADVISORS, LLC	Independent wealth	Jul 31, 2019	Feb 10, 2023	no	NEWTOWN, PA	Previous registration
KOVACK ADVISORS, INC.	Bd affiliated wealth	Sep 2, 2016	Jul 30, 2019	no	ANNVILLE, PA\|FT. LAUDERDALE, FL	Previous registration
CASTLEVIEW PARTNERS, LLC	Independent wealth	Jan 13, 2016	Sep 6, 2016	no	Annville, PA\|DALLAS, TX	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Oct 21, 2008	Dec 11, 2015	no	DILLSBURG, PA\|HARRISBURG, PA\|HUMMELSTOWN, PA\|APPLETON, WI\|HARRISBURG, PA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Apr 10, 2007	Oct 21, 2008	no	HERSHEY, PA\|DILLSBURG, PA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Dec 20, 2006	Jan 31, 2007	no	YORK, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INSIGHT ADVISORS, LLC	PROSPERA FINANCIAL SERVICES, INC.	Feb 10, 2023	Jan 31, 2023	-10	Firm change	RIA to RIA
KOVACK ADVISORS, INC.	INSIGHT ADVISORS, LLC	Jul 30, 2019	Jul 31, 2019	1	Firm change	Ibd to RIA
CASTLEVIEW PARTNERS, LLC	KOVACK ADVISORS, INC.	Sep 6, 2016	Sep 2, 2016	-4	Firm change	Other
INVEST FINANCIAL CORPORATION	CASTLEVIEW PARTNERS, LLC	Dec 11, 2015	Jan 13, 2016	33	Firm change	Other
CETERA ADVISOR NETWORKS LLC	INVEST FINANCIAL CORPORATION	Oct 21, 2008	Oct 21, 2008	0	Firm change	Other
PNC WEALTH MANAGEMENT	CETERA ADVISOR NETWORKS LLC	Jan 31, 2007	Apr 10, 2007	69	Firm change	Other

Relationships

Registered with (7)

→ PROSPERA FINANCIAL SERVICES, INC.Registered adviserregistration: current employment
Jan 31, 2023 to presentfactForm ADV
→ INSIGHT ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 31, 2019 to Feb 10, 2023factForm ADV
→ KOVACK ADVISORS, INC.Registered adviserregistration: previous registration
Sep 2, 2016 to Jul 30, 2019factForm ADV
→ CASTLEVIEW PARTNERS, LLCRegistered adviserregistration: previous registration
Jan 13, 2016 to Sep 6, 2016factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Oct 21, 2008 to Dec 11, 2015factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Apr 10, 2007 to Oct 21, 2008factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Dec 20, 2006 to Jan 31, 2007factForm ADV

Dated events

Occurred
Feb 10, 2023
Advisor changed firm
Ralph John Fetrow left Insight Advisors, Llc for Prospera Financial Services, Inc. (registered 2023-01-31)
Form ADVobserved 6 days ago