DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Ralph John Fetrow

Prospera Financial Services, Inc.BD affiliatedHarrisburg, Padual registrantIAPD 3192637

Feed of 09/14/2026

Also filed as Ralph Fetrow

At current firm

3 y

since Jan 31, 2023

In the industry

27 y

since Mar 17, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Prospera Financial Services, Inc. BD affiliated current
since Jan 31, 2023 · Harrisburg, Pa
Insight Advisors, LLC independent RIA
Jul 31, 2019 to Feb 10, 2023 · Newtown, Pa
Kovack Advisors, Inc. BD affiliated
Sep 2, 2016 to Jul 30, 2019 · Annville, Pa
Castleview Partners, LLC independent RIA
Jan 13, 2016 to Sep 6, 2016 · Annville, Pa
Invest Financial Corporation former
Oct 21, 2008 to Dec 11, 2015 · Dillsburg, Pa
Cetera Advisor Networks LLC former
Apr 10, 2007 to Oct 21, 2008 · Hershey, Pa
Pnc Wealth Management BD affiliated
Dec 20, 2006 to Jan 31, 2007 · York, Pa

Moves

a registration end followed by a registration begin elsewhere

Insight Advisors, LLC to Prospera Financial Services, Inc.
left Feb 10, 2023, registered Jan 31, 2023 (-10 days) · RIA to RIA
Kovack Advisors, Inc. to Insight Advisors, LLC
left Jul 30, 2019, registered Jul 31, 2019 (1 days) · Affiliated broker-dealer or bank to independent RIA
Castleview Partners, LLC to Kovack Advisors, Inc.
left Sep 6, 2016, registered Sep 2, 2016 (-4 days) · Other
Invest Financial Corporation to Castleview Partners, LLC
left Dec 11, 2015, registered Jan 13, 2016 (33 days) · Other
Cetera Advisor Networks LLC to Invest Financial Corporation
left Oct 21, 2008, registered Oct 21, 2008 (0 days) · Other
Pnc Wealth Management to Cetera Advisor Networks LLC
left Jan 31, 2007, registered Apr 10, 2007 (69 days) · Other

Signals

Ralph John Fetrow left Insight Advisors, Llc for Prospera Financial Services, Inc. (registered 2023-01-31)
Feb 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address