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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Sea Girt, NJ | MANASQUAN, NJ | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 3, 2015 | n/a | yes | Sea Girt, NJ|MANASQUAN, NJ|NEW YORK, NY | Current employment |
| CREDIT SUISSE SECURITIES (USA) LLC | Former SEC adviser | Jan 17, 2003 | Dec 1, 2015 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| PERSHING LLC | n/a | Jan 9, 1997 | Jan 17, 2003 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CREDIT SUISSE SECURITIES (USA) LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 1, 2015 | Nov 3, 2015 | -28 | Firm change | Other |
| PERSHING LLC | CREDIT SUISSE SECURITIES (USA) LLC | Jan 17, 2003 | Jan 17, 2003 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 816:7691:NY:2015-12-01 | Dec 1, 2015 | Nov 3, 2015 | NEW YORK, NY | Firm change |