DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at TRANSAMERICA FINANCIAL ADVISORS, LLC
CANTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Sep 2, 2025 | n/a | yes | CANTON, MA | Current employment |
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Sep 6, 2023 | Feb 12, 2024 | no | JOHNSTON, RI|LITTLETON, MA|Hudson, MA|WORCESTER, MA|GRAFTON, MA|WORCESTER, MA|WORCESTER, MA|MARLBOROUGH, MA | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Jan 20, 2023 | Aug 29, 2023 | no | MARLBOROUGH, MA|Worcester, MA | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Mar 31, 2022 | Jan 24, 2023 | no | Worcester, MA | Previous registration |
| ARCHER INVESTMENT CORPORATION | Independent wealth | Oct 31, 2017 | Dec 10, 2018 | no | Worcester, MA|CARMEL, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIZENS SECURITIES, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | Feb 12, 2024 | Sep 2, 2025 | 568 | Firm change after gap | Ibd to ibd |
| PRUCO SECURITIES, LLC | CITIZENS SECURITIES, INC. | Aug 29, 2023 | Sep 6, 2023 | 8 | Firm change | Ibd to ibd |
| AVANTAX ADVISORY SERVICES | PRUCO SECURITIES, LLC | Jan 24, 2023 | Jan 20, 2023 | -4 | Firm change | Ibd to ibd |
| ARCHER INVESTMENT CORPORATION | AVANTAX ADVISORY SERVICES | Dec 10, 2018 | Mar 31, 2022 | 1,207 | Firm change after gap | RIA to ibd |