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D••••• J••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)29 years in industry

D••••• J••• D•••••

Advisor at C••••••• A•••• M••••••••• L••

ANN ARBOR, MI | El Segundo, CA

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Search this name across graphsid dfx:ria:a88a265c-14c0-8b1a-7813-4e54fd427118

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Dec 15, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• A•••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 11, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• A•••• M••••••••• L••	Bd affiliated wealth	Sep 4, 2014	n/a	yes	ANN ARBOR, MI\|El Segundo, CA\|El Segundo, CA	Current employment
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Jan 7, 2009	Sep 4, 2014	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• G••••• L••	C••••••• A•••• M••••••••• L••	Sep 4, 2014	Sep 4, 2014	0	Firm change	Other
E•••••••• A••••••• I••	I••••••••• F•••••••• G••••• L••	Dec 22, 2008

Relationships

Registered with (7)

→ C••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Sep 4, 2014 to presentfactForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Jan 7, 2009 to Sep 4, 2014factForm ADV
→ E•••••••• A••••••• I••Registered adviserregistration: previous registration
Nov 2, 2007 to Dec 22, 2008factForm ADV
→ L•• F•••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a88a265c-14c0-8b1a-7813-4e54fd427118
First observed: Dec 15, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.